We are only as good as our reputation. Moreover, our advice affects people’s lives as well as their wealth. So governance, risk management and compliance are of paramount importance to us. The practices we adopt reflect the needs of our clients in an ever more complex regulatory environment.

We are regulated by the Australian Securities and Investments Commission (ASIC), the Australian Taxation Office (ATO), the Australian Transactions Reports and Analysis Centre (AUSTRAC), the Office of the Australian Information Commissioner (OAIC) and the Tax Practitioners Board (TPB) among others. This demands that we implement a sophisticated risk management and compliance regime across our activities.